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FIN 414

Operation of Financial Institutions

3 units

Fall 2026

Topics

  • Depository Institutions
  • Securities Firms and Investment Banks
  • Investment Companies
  • Liquidity Risk I
  • Liquidity Risk II
  • Credit Risk I: Lending
  • Credit Risk II: Loan Sales & Securitization
  • Interest Rate Risk I
  • Interest Rate Risk II
  • Forwards and Futures
  • Options
  • Caps, Floors and Collars
  • Complex Retail Products I
  • Complex Retail Products II
  • Swaps I
  • Swaps II
  • Insurance and Pensions
  • Insurance Markets and Climate Risk
  • Case Debate Workshop
  • Case Debates

Readings

  • Financial Institutions Management: A Risk Management Approach 11e, by Saunders and Cornett. Publisher: McGraw-Hill Education. Note: changes across editions are minimal so
    unspecified
Sources