Regulation, Ethics, and Money

2-0-1 units · Graduate

Explores the strategic intersection of regulation, ethics, and principled leadership in finance. Focuses on how success in finance is built and maintained on trust, reputation, and client alignment. Examines financial regulation, norms, and arbitrage across asset management, banking, trading, underwriting, and customer interactions. Emphasizes real-world commercial implications of "remaining within the chalk lines," providing practical insight into how to be successful principled leaders. Restricted to students in the Master of Finance Program.