Foundations of Enterprise, Regulatory, and Technology Risk

1 Unit · Graduate

Establishes the foundations of modern risk management by integrating COSO, ISO 31000, and NIST frameworks. Students examine the 3-Lines-of-Defense model, risk taxonomy, and the intersections of financial, operational, and technology risk with regulatory safety and soundness mandates. Emphasizes OCC, FRB, and FFIEC supervisory expectations for risk governance and consumer protection.