— United States Securities Law & Regulation
Structural and jurisdictional issues associated with securities practice. Topics include the regulation of public offerings, transactions by corporate insiders, regulation of corporate disclosure and conduct, and the liabilities of corporations and individuals under anti-fraud provisions.
Topics
- the regulation of public offerings
- transactions by corporate insiders
- regulation of corporate disclosure and conduct
- and the liabilities of corporations and individuals under anti-fraud provisions
Topics explicitly listed in official catalogue description
Prerequisites & course information
Course Description: Structural and jurisdictional issues associated with securities practice. Topics include the regulation of public offerings, transactions by corporate insiders, regulation of corporate disclosure and conduct, and the liabilities of corporations and individuals under anti-fraud provisions. Learning Activities: Lecture/Discussion 20 hour(s). Grade Mode: Letter. Learning Activities: Lecture/Discussion 20 hour(s). Grade Mode: Letter.
Sources
- Course catalogue ↗2026-2027