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LAW 236

— Securities Regulations

(3 units)

Foundational understanding of federal securities law, including the registration and exemption process, the antifraud provisions, and the SEC’s role in rule making and enforcement.

Prerequisites & course information

Course Description: Foundational understanding of federal securities law, including the registration and exemption process, the antifraud provisions, and the SEC’s role in rule making and enforcement. Learning Activities: Discussion 3 hour(s). Grade Mode: Letter. Learning Activities: Discussion 3 hour(s). Grade Mode: Letter.

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