— Securities Regulation II
Securities Exchange Act of 1934 and the regulation of securities markets. Topics covered include regulation of securities markets and securities professionals, responsibilities of securities lawyers, continuous reporting, transnational securities fraud, and enforcement of the securities acts.
Topics
- regulation of securities markets and securities professionals
- responsibilities of securities lawyers
- continuous reporting
- transnational securities fraud
- and enforcement of the securities acts
Topics explicitly listed in official catalogue description
Prerequisites & course information
Course Description: Securities Exchange Act of 1934 and the regulation of securities markets. Topics covered include regulation of securities markets and securities professionals, responsibilities of securities lawyers, continuous reporting, transnational securities fraud, and enforcement of the securities acts. Learning Activities: Discussion 2 hour(s). Grade Mode: Letter. Learning Activities: Discussion 2 hour(s). Grade Mode: Letter.
Sources
- Course catalogue ↗2026-2027