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LAW 236C

— Securities Enforcement

(3 units)

Examines the civil and criminal enforcement of the securities laws by both the Securities and Exchange Commission and Justice Department. Surveys the administrative rules and investigative procedures that govern the SEC and the substantive related crimes.

Prerequisites & course information

Course Description: Examines the civil and criminal enforcement of the securities laws by both the Securities and Exchange Commission and Justice Department. Surveys the administrative rules and investigative procedures that govern the SEC and the substantive related crimes. Learning Activities: Lecture. Grade Mode: Letter. Learning Activities: Lecture. Grade Mode: Letter.

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