AP/ADMS 4502
Ethics for Investment Managers
Fall 2026 (filename)
Topics
- Investment ethics
- CFA professional standards
- Fiduciary duties
- Client and employer responsibilities
- Capital-market integrity
- Conflicts of interest
- Corporate governance
- ESG investing
Readings
- CFA Institute, Standards of Practice Handbook; edition not specified.
- Sarah Peck, Investment Ethics (Wiley), ISBN 9780470434536.
- Regular current-affairs reading: The Globe and Mail Report on Business; The National/Financial Post, as named in the outline.
Sources
- Course catalogue ↗2026–2027
- Public course outline ↗Fall 2026 (filename)
- The document body does not state a year; the attachment filename identifies F26.